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eTip 04: The Imperative Principles of the Standards Process

Developing standards is a quasi-legal process. Standards can be used as evidence in a court of law, and can become legal requirements when adopted by governments and regulatory agencies. As a standards developer, you need to be aware of these principles so that you can avoid breaking the law inadvertently. If you are aware of these principles and follow them, you will be legally protected by an umbrella of indemnification by the IEEE. The US Supreme Court has held that standards organizations are responsible for standards developers' actions, so these principles must be followed carefully.

The five imperative principles that drive the standards process are Due Process, Openness, Consensus, Balance, and the Right of Appeal. These principles are the basis for all the standards developed by the IEEE and its societies.

Balance: Ensuring an even playing field

The principle of Balance becomes a focus when the draft standard has been completed and voted on by the working group. Now the balloting group must be formed for your standards project. Keep in mind that the working group is independent from the balloting group. A balloting group is formed by rules that differ from working group rules, and the population of the balloting group usually isn't determined until right before the ballot starts. To create fair and successful passage of the standard, the rules concerning balance must be followed carefully.

The main concerns of balance in the standards development process are:

1. All materially interested and affected parties must be invited to comment and participate. 2. Balance is achieved by placing potential balloters into one of three common categories-producer, user, and general interest. Additional categories can be added when needed. No one category can be 50% or more.
3. The group must consist of a balance of a variety of interests, without domination by any one group or company.
4. It is ideal to maintain balance throughout the development process to facilitate the creation of the balloting group
5. Encourage participation from the beginning when forming the working group
6. Balance is mandatory for your balloting group. A ballot cannot start until the balloting group is balanced and approved by the sponsor.

To find out more, visit our standards development area online at URL: http://standards.ieee.org/resources/development/index.html

Thank you for reading IEEE-SA eTips!

IEEE-SA eTips feature fast facts about standards development to increase your knowledge of standards development participation and enrich your membership experience.

Need assistance? Contact IEEE-SA Membership: ieee-sa-exec@ieee.org

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Call for Submissions
Write an article for IEEE-SA News on a variety of standards development topics:
- Positive or challenging experiences you've had in standards development. - Historical milestones in standards development
- Humorous or anecdotal stories concerning standards work
- The impact of standards by technical leaders and business professionals
- Why standards development is important to you, your industry, the future, the planet. If you article is chosen, we'll give you a prominent byline, bio, and include your photograph. Your article will be published on the IEEE-SA website and archived afterwards. We'll also send a nice gift for your participation.

To have your article considered for publication, attach your article in MS Word format and send to: Colleen Crary, IEEE-SA Program Manager, c.crary@ieee.org

 
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